Understanding the Ideas that Have Shaped Our World View
by Richard Tarnas
We may be seeing the beginnings of the reintegration of
our culture, a new possibility of the unity of consciousness. If so, it
will not be on the basis of any new orthodoxy, either religious or scientific.
Such a new integration will be based on the rejection of all univocal understandings
of reality, of all identifications of one conception of reality with reality
itself. It will recognize the multiplicity of the human spirit, and the
necessity to translate constantly between different scientific and imaginative
vocabularies. It will recognize the human proclivity to fall comfortably
into some single literal interpretation of the world and therefore the necessity
to be continuously open to rebirth in a new heaven and a new earth. It will
recognize that in both scientific and religious culture all we have finally
are symbols, but that there is an enormous difference between the dead letter
and the living word.
Robert Bellah
Beyond Belief
EPILOGUE
In these final pages, I would like to present an interdisciplinary framework
that may help deepen our understanding of the extraordinary history just
recounted. I would also like to share with the reader a few concluding reflections
on where we, as a culture, may be headed. Let us begin with a brief overview
of the background to our present intellectual situation.
The Post-Copernican Double Bind
In a narrow sense, the Copernican revolution can be understood as simply
a specific paradigm shift in modern astronomy and cosmology, initiated by
Copernicus, established by Kepler and Galileo, and completed by Newton.
Yet the Copernican revolution can also be understood in a much wider and
more significant sense. For when Copernicus recognized that the Earth was
not the absolute fixed center of the universe, and, equally important, when
he recognized that the movement of the heavens could be explained in terms
of the movement of the observer, he brought forth what was perhaps the pivotal
insight of the modern mind. The Copernican shift of perspective can be seen
as a fundamental metaphor for the entire modern world view: the profound
deconstruction of the naive understanding, the critical recognition that
the apparent condition of the objective world was unconsciously determined
by the condition of the subject, the consequent liberation from the ancient
and medieval cosmic womb, the radical displacement of the human being to
a relative and peripheral position in a vast and impersonal universe, the
ensuing disenchantment of the natural world. In this broadest sense--as
an event that took place not only in astronomy and the sciences but in philosophy
and religion and in the collective human psyche--the Copernican revolution
can be seen as constituting the epochal shift of the modern age.
It was a primordial event, world-destroying and world-constituting.
In philosophy and epistemology, this larger Copernican revolution took place
in the dramatic series of intellectual advances that began with Descartes
and culminated in Kant. It has been said that Descartes and Kant were both
inevitable in the development of the modern mind, and I believe this is
correct. For it was Descartes who first fully grasped and articulated the
experience of the emerging autonomous modern self as being fundamentally
distinct and separate from an objective external world that it seeks to
understand and master. Descartes "woke up in a Copernican universe"
after Copernicus, humankind was on its own in the universe, its cosmic place
irrevocably relativized. Descartes then drew out and expressed in philosophical
terms the experiential consequence of that new cosmological context, starting
from a position of fundamental doubt vis-a-vis the world, and ending in
the cogito. In doing this, he set into motion a train of philosophical
events--leading from Locke to Berkeley and Hume and culminating in Kant--that
eventually produced a great epistemological crisis. Descartes was in this
sense the crucial midpoint between Copernicus and Kant, between the Copernican
revolution in cosmology and the Copernican revolution in epistemology.
For if the human mind was in some sense fundamentally distinct and different
from the external world, and if the only reality that the human mind had
direct access to was its own experience, then the world apprehended by the
mind was ultimately only the mind's interpretation of the world. Human knowledge
of reality had to be forever incommensurate with its goal, for there was
no guarantee that the human mind could ever accurately mirror a world with
which its connection was so indirect and mediated. Instead, everything that
this mind could perceive and judge would be to some undefined extent determined
by its own character, its own subjective structures. The mind could experience
only phenomena, not things-in-themselves; appearances, not an independent
reality. In the modern universe, the human mind was on its own.
Thus Kant, building on his empiricist predecessors, drew out the epistemological
consequences of the Cartesian cogito. Of course Kant himself set
forth cognitive principles, subjective structures, that he thought were
absolute--the a priori forms and categories--on the basis of the apparent
certainties of Newtonian physics. As time passed, however, what endured
from Kant was not the specifics of his solution but rather the profound
problem he articulated. For Kant had drawn attention to the crucial fact
that all human knowledge is interpretive. The human mind can claim no direct
mirrorlike knowledge of the objective world, for the object it experiences
has already been structured by the subject's own internal organization.
The human being knows not the world-in-itself but rather the world-as-rendered-by-the-human-mind.
Thus Descartes's ontological schism was both made more absolute and superseded
by Kant's epistemological schism. The gap between subject and object could
not be certifiably bridged. From the Cartesian premise came the Kantian
result.
In the subsequent evolution of the modern mind, each of these fundamental
shifts, which I am associating here symbolically with the figures of Copernicus,
Descartes, and Kant, has been sustained, extended, and pressed to its extreme.
Thus Copernicus's radical displacement of the human being from the cosmic
center was emphatically reinforced and intensified by Darwin's relativization
of the human being in the flux of evolution--no longer divinely ordained,
no longer absolute and secure, no longer the crown of creation, the favored
child of the universe, but rather just one more ephemeral species. Placed
in the vastly expanded cosmos of modern astronomy, the human being now spins
adrift, once the noble center of the cosmos, now an insignificant inhabitant
of a tiny planet revolving around an undistinguished star--the familiar
litany--at the edge of one galaxy among billions, in an indifferent and
ultimately hostile universe.
In the same way, Descartes's schism between the personal and conscious human
subject and the impersonal and unconscious material universe was systematically
ratified and augmented by the long procession of subsequent scientific developments,
from Newtonian physics all the way to contemporary big-bang cosmology, black
holes, quarks, W and Z particles, and grand unified superforce theories.
The world revealed by modern science has been a world devoid of spiritual
purpose, opaque, ruled by chance and necessity, without intrinsic meaning.
The human soul has not felt at home in the modern cosmos: the soul can hold
dear its poetry and its music, its private metaphysics and religion, but
these find no certain foundation in the empirical universe.
And so too with the third of this trinity of modern alienation, the great
schism established by Kant--and here we see the pivot of the shift from
the modern to the postmodern. For Kant's recognition of the human mind's
subjective ordering of reality, and thus, finally, the relative and unrooted
nature of human knowledge, has been extended and deepened by a host of subsequent
developments, from anthropology, linguistics, sociology of knowledge, and
quantum physics to cognitive psychology, neurophysiology, semiotics, and
philosophy of science; from Marx, Nietzsche, Weber, and Freud to Heisenberg,
Wittgenstein, Kuhn, and Foucault. The consensus is decisive: The world is
in some essential sense a construct. Human knowledge is radically interpretive.
There are no perspective-independent facts. Every act of perception and
cognition is contingent, mediated, situated, contextual, theory-soaked.
Human language cannot establish its ground in an independent reality. Meaning
is rendered by the mind and cannot be assumed to inhere in the object, in
the world beyond the mind, for that world can never be contacted without
having already been saturated by the mind's own nature. That world cannot
even be justifiably postulated. Radical uncertainty prevails, for in the
end what one knows and experiences is to an indeterminate extent a projection.
Thus the cosmological estrangement of modern consciousness initiated by
Copernicus and the ontological estrangement initiated by Descartes were
completed by the epistemological estrangement initiated by Kant: a threefold
mutually enforced prison of modern alienation.
I would like to point out here the striking resemblance between this state
of affairs and the condition that Gregory Bateson famously described as
the "double bind": the impossibly problematic situation in which
mutually contradictory demands eventually lead a person to become schizophrenic.
In Bateson's formulation, there were four basic premises necessary to constitute
a double bind situation between a child and a "schizophrenogenic"
mother: (1) The child's relationship to the mother is one of vital dependency,
thereby making it critical for the child to assess communications from the
mother accurately. (2) The child receives contradictory or incompatible
information from the mother at different levels, whereby, for example, her
explicit verbal communication is fundamentally denied by the "metacommunication,"
the nonverbal context in which the explicit message is conveyed (thus the
mother who says to her child with hostile eyes and a rigid body, "Darling,
you know I love you so much"). The two sets of signals cannot be understood
as coherent. (3) The child is not given any opportunity to ask questions
of the mother that would clarify the communication or resolve the contradiction.
And (4) the child cannot leave the field, i.e., the relationship. In such
circumstances, Bateson found, the child is forced to distort his or her
perception of both outer and inner realities, with serious psychopathological
consequences.
Now if we substitute in these four premises world for mother, and
human being for child, we have the modern double bind in a nutshell:
(1) The human being's relationship to the world is one of vital dependency,
thereby making it critical for the human being to assess the nature of that
world accurately. (2) The human mind receives contradictory or incompatible
information about its situation with respect to the world, whereby its inner
psychological and spiritual sense of things is incoherent with the scientific
metacommunication. (3) Epistemologically, the human mind cannot achieve
direct communication with the world. 4) Existentially the human being cannot
leave the field.
The differences between Bateson's psychiatric double bind and the modern
existential condition are more in degree than in kind: the modern condition
is an extraordinarily encompassing and fundamental double bind, made less
immediately conspicuous simply because it is so universal. We have the post-Copernican
dilemma of being a peripheral and insignificant inhabitant of a vast cosmos,
and the post-Cartesian dilemma of being a conscious, purposeful, and personal
subject confronting an unconscious, purposeless, and impersonal universe,
with these compounded by the post-Kantian dilemma of there being no possible
means by which the human subject can know the universe in its essence. We
are evolved from, embedded in, and defined by a reality that is radically
alien to our own, and moreover cannot ever be directly contacted in cognition.
This double bind of modern consciousness has been recognized in one form
or another since at least Pascal: "I am terrified by the eternal silence
of these infinite spaces." Our psychological and spiritual predispositions
are absurdly at variance with the world revealed by our scientific method.
We seem to receive two messages from our existential situation: on the one
hand, strive, give oneself to the quest for meaning and spiritual fulfillment;
but on the other hand, know that the universe, of whose substance we are
derived, is entirely indifferent to that quest, soulless in character, and
nullifying in its effects. We are at once aroused and crushed. For inexplicably,
absurdly, the cosmos is inhuman, yet we are not. The situation is profoundly
unintelligible.
If we follow Bateson's diagnosis and apply it to the larger modern condition,
it should not be surprising what kinds of response the modern psyche has
made to this situation as it attempts to escape the double bind's inherent
contradictions. Either inner or outer realities tend to be distorted: inner
feelings are repressed and denied, as in apathy and psychic numbing, or
they are inflated in compensation, as in narcissism and egocentrism; or
the outer world is slavishly submitted to as the only reality, or it is
aggressively objectified and exploited. There is also the strategy of flight,
through various forms of escapism: compulsive economic consumption, absorption
in the mass media, faddism, cults, ideologies, nationalistic fervor, alcoholism,
drug addiction. When avoidance mechanisms cannot be sustained, there is
anxiety, paranoia, chronic hostility, a feeling of helpless victimization,
a tendency to suspect all meanings, an impulse toward self-negation, a sense
of purposelessness and absurdity, a feeling of irresolvable inner contradiction,
a fragmenting of consciousness. And at the extreme, there are the full-blown
psychopathological reactions of the schizophrenic: self-destructive violence,
delusional states, massive amnesia, catatonia, automatism, mania, nihilism.
The modern world knows each of these reactions in various combinations and
compromise formations, and its social and political life is notoriously
so determined.
Nor should it be surprising that twentieth-century philosophy finds itself
in the condition we now see. Of course modern philosophy has brought forth
some courageous intellectual responses to the post-Copernican situation,
but by and large the philosophy that has dominated our century and our universities
resembles nothing so much as a severe obsessive-compulsive sitting on his
bed repeatedly tying and untying his shoes because he never quite gets it
right--while in the meantime Socrates and Hegel and Aquinas are already
high up the mountain on their hike, breathing the bracing alpine air, seeing
new and unexpected vistas.
But there is one crucial way in which the modern situation is not
identical to the psychiatric double bind, and this is the fact that the
modern human being has not simply been a helpless child, but has actively
engaged the world and pursued a specific strategy and mode of activity--
a Promethean project of freeing itself from and controlling nature. The
modern mind has demanded a specific type of interpretation of the world:
its scientific method has required explanations of phenomena that are concretely
predictive, and therefore impersonal, mechanistic, structural. To fulfill
their purposes, these explanations of the universe have been systematically
"cleansed" of all spiritual and human qualities. Of course we
cannot be certain that the world is in fact what these explanations suggest.
We can be certain only that the world is to an indeterminate extent susceptible
to this way of interpretation. Kant's insight is a sword that cuts two
ways. Although on the one hand it appears to place the world beyond the
grasp of the human mind, on the other hand it recognizes that the impersonal
and soulless world of modern scientific cognition is not necessarily the
whole story. Rather, that world is the only kind of story that for the past
three centuries the Western mind has considered intellectually justifiable.
In Ernest Gellner's words, "It was Kant's merit to see that this compulsion
[for mechanistic impersonal explanations] is in us, not in things."
And "it was Weber's to see that it is historically a specific kind
of mind, not human mind as such, that is subject to this compulsion."
Hence one crucial part of the modern double bind is not airtight. In the
case of Bateson's schizophrenogenic mother and child, the mother more or
less holds all the cards, for she unilaterally controls the communication.
But the lesson of Kant is that the locus of the communication problem--i.e.,
the problem of human knowledge of the world --must first be viewed as centering
in the human mind, not in the world as such. Therefore it is theoretically
possible that the human mind has more cards than it has been playing. The
pivot of the modern predicament is epistemological, and it is here that
we should look for an opening.
Knowledge and the Unconscious
When Nietzsche in the nineteenth century said there are no facts, only interpretations,
he was both summing up the legacy of eighteenth-century critical philosophy
and pointing toward the task and promise of twentieth-century depth psychology.
That an unconscious part of the psyche exerts decisive influence over human
perception, cognition, and behavior was an idea long developing in Western
thought, but it was Freud who effectively brought it into the foreground
of modern intellectual concern. Freud played a fascinatingly multiple role
in the unfolding of the greater Copernican revolution. On the one hand,
as he said in the famous passage at the end of the eighteenth of his Introductory
Lectures, psychoanalysis represented the third wounding blow to man's naive
pride and self-love, the first being Copernicus's heliocentric theory, and
the second being Darwin's theory of evolution. For psychoanalysis revealed
that not only is the Earth not the center of the universe, and not only
is man not the privileged focus of creation, but even the human mind and
ego, man's most precious sense of being a conscious rational self, is only
a recent and precarious development out of the primordial id, and is by
no means master of its own house. With his epochal insight into the unconscious
determinants of human experience, Freud stood directly in the Copernican
lineage of modern thought that progressively relativized the status of the
human being. And again, like Copernicus and like Kant but on an altogether
new level, Freud brought the fundamental recognition that the apparent reality
of the objective world was being unconsciously determined by the condition
of the subject.
But Freud's insight too was a sword that cut both ways, and in a significant
sense Freud represented the crucial turning point in the modern trajectory.
For the discovery of the unconscious collapsed the old boundaries of interpretation.
As Descartes and the post-Cartesian British empiricists had noted, the primary
datum in human experience is ultimately human experience itself--not the
material world, and not sensory transforms of that world; and with psychoanalysis
was begun the systematic exploration of the seat of all human experience
and cognition, the human psyche. From Descartes to Locke, Berkeley, and
Hume, and then to Kant, the progress of modern epistemology had depended
on increasingly acute analyses of the role played by the human mind in the
act of cognition. With this background, and with the further steps taken
by Schopenhauer, Nietzsche, and others, the analytic task established by
Freud was in a sense ineluctable. The modern psychological imperative, to
recover the unconscious, precisely coincided with the modern epistemological
imperative--to discover the root principles of mental organization.
But while it was Freud who penetrated the veil, it was Jung who grasped
the critical philosophical consequences of depth psychology's discoveries.
Partly this was because Jung was more epistemologically sophisticated than
Freud, having been steeped in Kant and critical philosophy from his youth
(even in the 1930s Jung was an informed reader of Karl Popper--which comes
as a surprise to many Jungians). Partly this was also because by intellectual
temperament Jung was less bound than Freud by nineteenth-century scientism.
But above all, Jung had the more profound experience to draw upon, and could
see the larger context within which depth psychology was operating. As Joseph
Campbell used to say, Freud was fishing while sitting on a whale--he didn't
realize what he had before him. But of course who of us does, and we all
depend on our successors to overleap our own limitations.
Thus it was Jung who recognized that critical philosophy was, as he put
it, "the mother of modern psychology." Kant was correct when he
saw that human experience was not atomistic, as Hume had thought, but instead
was permeated by a priori structures; yet Kant's formulation of those structures,
reflecting his complete belief in Newtonian physics, was inevitably too
narrow and simplistic. In a sense, just as Freud's understanding of the
mind had been limited by his Darwinian presuppositions, so was Kant's understanding
limited by his Newtonian presuppositions. Jung, under the impact of far
more powerful and extensive experiences of the human psyche, both his own
and others, pushed the Kantian and Freudian perspectives all the way until
he reached a kind of holy grail of the inner quest: the discovery of the
universal archetypes in all their power and rich complexity as the fundamental
determining structures of human experience.
Freud had discovered Oedipus and Id and Superego and Eros and Thanatos;
he had recognized the instincts in essentially archetypal terms. But at
crucial junctures, his reductionist presuppositions drastically restricted
his vision. With Jung, however, the full symbolic multivalence of the archetypes
was disclosed, and the personal unconscious of Freud, which comprised mainly
repressed contents resulting from biographical traumas and the ego's antipathy
to the instincts, opened into a vast archetypally patterned collective unconscious
which was not so much the result of repression as it was the primordial
foundation of the psyche itself. With its progressively unfolding disclosure
of the unconscious, depth psychology radically redefined the epistemological
riddle that had first been posed by Kant--Freud doing so narrowly and inadvertently
as it were, and then Jung doing so on a more comprehensive and self-aware
level.
Yet what was the actual nature of these archetypes, what was this collective
unconscious, and how did any of this affect the modern scientific world
view? Although the Jungian archetypal perspective greatly enriched and deepened
the modern understanding of the psyche, in certain ways it too could be
seen as merely reinforcing the Kantian epistemological alienation. As Jung
repeatedly emphasized for many years in his loyal Kantian way, the discovery
of the archetypes was the result of the empirical investigation of psychological
phenomena and therefore had no necessary metaphysical implications. The
study of the mind rendered knowledge of the mind, not of the world beyond
the mind. Archetypes so conceived were psychological, hence in a certain
way subjective. Like Kant's a priori forms and categories, they structured
human experience without giving the human mind any direct knowledge of reality
beyond itself; they were inherited structures or dispositions that preceded
human experience and determined its character, but they could not be said
to transcend the human psyche. They were perhaps only the most fundamental
of the many distorting lenses that distanced the human mind from genuine
knowledge of the world. They were perhaps only the deepest patterns of human
projection.
But of course Jung's thought was extremely complex, and in the course of
his very long intellectually active life his conception of the archetypes
went through a significant evolution. The conventional and still most widely
known view of Jungian archetypes, just described, was based on Jung's middle-period
writings when his thought was still largely governed by Cartesian-Kantian
philosophical assumptions concerning the nature of the psyche and its separation
from the external world. In his later work, however, and particularly in
relation to his study of synchronicities, Jung began to move toward a conception
of archetypes as autonomous patterns of meaning that appear to structure
and inhere in both psyche and matter, thereby in effect dissolving the modern
subject-object dichotomy. Archetypes in this view were more mysterious than
a priori categories--more ambiguous in their ontological status, less easily
restricted to a specific dimension, more like the original Platonic and
Neoplatonic conception of archetypes. Some aspects of this late-Jungian
development have been pressed further, brilliantly and controversially,
by James Hillman and the school of archetypal psychology, which has developed
a "postmodern" Jungian perspective: recognizing the primacy of
the psyche and the imagination, and the irreducible psychic reality and
potency of the archetypes, but, unlike the late Jung, largely avoiding metaphysical
or theological statements in favor of a full embrace of psyche in all its
endless and rich ambiguity.
But the most epistemologically significant development in the recent history
of depth psychology, and indeed the most important advance in the field
as a whole since Freud and Jung themselves, has been the work of Stanislav
Grof, which over the past three decades has not only revolutionized psychodynamic
theory but also brought forth major implications for many other fields,
including philosophy. Many readers will already be familiar with Grof's
work, particularly in Europe and California, but for those who are not I
will give here a brief summary.6 Grof began as a psychoanalytic psychiatrist,
and the original background of his ideas was Freudian, not Jungian; yet
the unexpected upshot of his work was to ratify Jung's archetypal perspective
on a new level, and bring it into coherent synthesis with Freud's biological
and biographical perspective, though on a much deeper stratum of the psyche
than Freud had recognized.
The basis of Grof's discoveries was his observation of several thousand
psychoanalytic sessions, first in Prague and then in Maryland with the National
Institute of Mental Health, in which subjects used extremely potent psychoactive
substances, particularly LSD, and then later a variety of powerful nondrug
therapeutic methods, which served as catalysts of unconscious processes.
Grof found that subjects involved in these sessions tended to undergo progressively
deeper explorations of the unconscious, in the course of which there consistently
emerged a pivotal sequence of experiences of great complexity and intensity.
In the initial sessions, subjects typically moved back through earlier and
earlier biographical experiences and traumas--the Oedipus complex, toilet
training, nursing, early infantile experiences--which were generally intelligible
in terms of Freudian psychoanalytic principles and appeared to represent
something like laboratory evidence for the basic correctness of Freud's
theories. But after reliving and integrating these various memory complexes,
subjects regularly tended to move further back into an extremely intense
engagement with the process of biological birth.
Although this process was experienced on a biological level in the most
explicit and detailed manner, it was informed by, or saturated by, a distinct
archetypal sequence of considerable numinous power. Subjects reported that
experiences at this level possessed an intensity and universality that far
surpassed what they had previously believed was the experiential limit for
an individual human being. These experiences occurred in a highly variable
order, and overlapped with each other in very complex ways, but abstracting
from this complexity Grof found visible a distinct sequence--which moved
from an initial condition of undifferentiated unity with the maternal womb,
to an experience of sudden fall and separation from that primal organismic
unity, to a highly charged life-and-death struggle with the contracting
uterus and the birth canal, and culminating in an experience of complete
annihilation. This was followed almost immediately by an experience of sudden
unexpected global liberation, which was typically perceived not only as
physical birth but also as spiritual rebirth, with the two mysteriously
intermixed.
I should mention here that I lived for over ten years at Esalen Institute
in Big Sur, California, where I was the director of programs, and in the
course of those years virtually every conceivable form of therapy and personal
transformation, great and small, came through Esalen. In terms of therapeutic
effectiveness, Grof's was by far the most powerful; there was no comparison.
Yet the price was dear--in a sense the price was absolute: the reliving
of one's birth was experienced in a context of profound existential and
spiritual crisis, with great physical agony, unbearable constriction and
pressure, extreme narrowing of mental horizons, a sense of hopeless alienation
and the ultimate meaninglessness of life, a feeling of going irrevocably
insane, and finally a shattering experiential encounter with death--with
losing everything, physically, psychologically, intellectually, spiritually.
Yet after integrating this long experiential sequence, subjects regularly
reported experiencing a dramatic expansion of horizons, a radical change
of perspective as to the nature of reality, a sense of sudden awakening,
a feeling of being fundamentally reconnected to the universe, all accompanied
by a profound sense of psychological healing and spiritual liberation. Later
in these sessions and in subsequent ones, subjects reported having access
to memories of prenatal intrauterine existence, which typically emerged
in association with archetypal experiences of paradise, mystical union with
nature or with the divine or with the Great Mother Goddess, dissolution
of the ego in ecstatic unity with the universe, absorption into the transcendent
One, and other forms of mystical unitive experience. Freud called the intimations
of this level of experience that he had observed the "oceanic feeling,"
though for Freud this referred only as far back as infant nursing experiences
of unity with the mother at the breast--a less profound version of the primal
undifferentiated consciousness of the intrauterine condition.
In terms of psychotherapy, Grof found that the deepest source of psychological
symptoms and distress reached back far past childhood traumas and biographical
events to the experience of birth itself, intimately interwoven with the
encounter with death. When successfully resolved, this experience tended
to result in a dramatic disappearance of long-standing psychopathological
problems, including conditions and symptoms that had proved entirely recalcitrant
to previous therapeutic programs. I should emphasize here that this "perinatal"
(surrounding birth) sequence of experiences typically took place on several
levels at once, but it virtually always had an intense somatic component.
The physical catharsis involved in reliving the birth trauma was extremely
powerful, and clearly suggested the reason for the relative ineffectiveness
of most psychoanalytic forms of therapy, which have been based largely on
verbal interaction and by comparison seem scarcely to scratch the surface.
The perinatal experiences that emerged in Grof's work were preverbal, cellular,
elemental. They took place only when the ego's usual capacity for control
had been overcome, either through the use of a catalytic psychoactive substance
or therapeutic technique, or through the spontaneous force of the unconscious
material.
Yet these experiences were also profoundly archetypal in character. Indeed,
the encounter with this perinatal sequence constantly brought home to subjects
a sense that nature itself, including the human body, was the repository
and vessel of the archetypal, that nature's processes were archetypal processes--an
insight that both Freud and Jung had approached but from opposite directions.
In a sense Grof's work gave a more explicit biological ground to the Jungian
archetypes, while giving a more explicit archetypal ground to the Freudian
instincts. The encounter with birth and death in this sequence seemed to
represent a kind of transduction point between dimensions, a pivot that
linked the biological and the archetypal, the Freudian and the Jungian,
the biographical and the collective, the personal and the transpersonal,
body and spirit. In retrospect, the evolution of psychoanalysis can be seen
as having gradually pressed the Freudian biographical-biological perspective
back to earlier and earlier periods of individual life, until, reaching
the encounter with birth itself, that strategy culminated in a decisive
negation of orthodox Freudian reductionism, opening the psychoanalytic conception
to a radically more complex and expanded ontology of human experience. The
result has been an understanding of the psyche that, like the experience
of the perinatal sequence itself, is irreducibly multidimensional.
A host of implications from Grof's work could be discussed here--insights
concerning the roots of male sexism in the unconscious fear of female birthing
bodies; concerning the roots of the Oedipus complex in the far more primal
and fundamental struggle against the seemingly punitive uterine contractions
and constricting birth canal to regain union with the nourishing maternal
womb; concerning the therapeutic importance of the encounter with death;
concerning the roots of specific psychopathological conditions such as depression,
phobias, obsessive-compulsive neurosis, sexual disorders, sadomasochism,
mania, suicide, addiction, various psychotic conditions, as well as collective
psychological disorders such as the impulse toward war and totalitarianism.
One could discuss the superbly clarifying synthesis Grof's work achieved
in psychodynamic theory, bringing together not only Freud and Jung but Reich,
Rank, Adler, Ferenczi, Klein, Fairbairn, Winnicott, Erikson, Maslow, Perls,
Laing. My concern here, however, is not psychotherapeutic but philosophical,
and while this perinatal area constituted the crucial threshold for therapeutic
transformation, it also proved to be the pivotal area for major philosophical
and intellectual issues. Hence I will limit this discussion to the specific
consequences and implications that Grof's work holds for our present epistemological
situation.
In this context, certain crucial generalizations from the clinical evidence
are relevant:
First, the archetypal sequence that governed the perinatal phenomena from
womb through birth canal to birth was experienced above all as a powerful
dialectic--moving from an initial state of undifferentiated unity
to a problematic state of constriction, conflict, and contradiction, with
an accompanying sense of separation, duality, and alienation; and finally
moving through a stage of complete annihilation to an unexpected redemptive
liberation that both overcame and fulfilled the intervening alienated state--restoring
the initial unity but on a new level that preserved the achievement of the
whole trajectory.
Second, this archetypal dialectic was often experienced simultaneously on
both an individual level and, often more powerfully, a collective level,
so that the movement from primordial unity through alienation to liberating
resolution was experienced in terms of the evolution of an entire culture,
for example, or of humankind as a whole--the birth of Homo sapiens out of
nature no less than the birth of the individual child from the mother. Here
personal and transpersonal were equally present, inextricably fused, so
that ontogeny not only recapitulated phylogeny but in some sense opened
out into it.
And third, this archetypal dialectic was experienced or registered in several
dimensions--physical, psychological, intellectual, spiritual--often more
than one of these at a time, and sometimes all simultaneously in complex
combination. As Grof has emphasized, the clinical evidence suggests not
that this perinatal sequence should be seen as simply reducible to the birth
trauma; rather, it appears that the biological process of birth is itself
an expression of a larger underlying archetypal process that can manifest
in many dimensions. Thus:
In physical terms, the perinatal sequence was experienced as
biological gestation and birth, moving from the symbiotic union with the
all-encompassing nourishing womb, through a gradual growth of complexity
and individuation within that matrix, to an encounter with the contracting
uterus, the birth canal, and finally delivery.
In psychological terms, the experience was one of movement
from an initial condition of undifferentiated pre-egoic consciousness to
a state of increasing individuation and separation between self and world,
increasing existential alienation, and finally an experience of ego death
followed by psychological rebirth; this was often complexly associated with
the biographical experience of moving from the womb of childhood through
the labor of life and the contraction of aging to the encounter with death.
On the religious level, this experiential sequence took a wide
variety of forms, but especially frequent was the Judaeo-Christian symbolic
movement from the primordial Garden through the Fall, the exile into separation
from divinity, into the world of suffering and mortality, followed by the
redemptive crucifixion and resurrection, bringing the reunion of the divine
and the human. On an individual level, the experience of this perinatal
sequence closely resembled--indeed, it appeared to be essentially identical
to--the death-rebirth initiation of the ancient mystery religions.
Finally, on the philosophical level, the experience was comprehensible
in what might be called Neoplatonic-Hegelian-Nietzschean terms as a dialectical
evolution from an archetypally structured primordial Unity, through an emanation
into matter with increasing complexity, multiplicity, and individuation,
through a state of absolute alienation--the death of God in both Hegel's
and Nietzsche's senses--followed by a dramatic Aufhebung, a synthesis
and reunification with self-subsistent Being that both annihilates and fulfills
the individual trajectory.
This multileveled experiential sequence holds relevance for an extraordinary
range of important issues, but it is the epistemological implications that
are especially significant for our contemporary intellectual situation.
For from the perspective suggested by this evidence, the fundamental subject-object
dichotomy that has governed and defined modern consciousness--that has constituted
modern consciousness, that has been generally assumed to be absolute, taken
for granted as the basis for any "realistic" perspective and experience
of the world--appears to be rooted in a specific archetypal condition associated
with the unresolved trauma of human birth, in which an original consciousness
of undifferentiated organismic unity with the mother, a participation
mystique with nature, has been outgrown, disrupted, and lost. Here,
on both the individual and the collective levels, can be seen the source
of the profound dualism of the modern mind: between man and nature, between
mind and matter, between self and other, between experience and reality--that
pervading sense of a separate ego irrevocably divided from the encompassing
world. Here is the painful separation from the timeless all-encompassing
womb of nature, the development of human self-consciousness, the loss of
connection with the matrix of being, the expulsion from the Garden, the
entrance into time and history and materiality, the disenchantment of the
cosmos, the sense of total immersion in an antithetical world of impersonal
forces. Here is the experience of the universe as ultimately indifferent,
hostile, inscrutable. Here is the compulsive striving to liberate oneself
from nature's power, to control and dominate the forces of nature, even
to revenge oneself against nature. Here is the primal fear of losing control
and dominance, rooted in the all-consuming awareness and fear of death--the
inevitable accompaniment of the individual ego's emergence out of the collective
matrix. But above all, here is the profound sense of ontological and epistemological
separation between self and world.
This fundamental sense of separation is then structured into the legitimated
interpretive principles of the modern mind. It was no accident that the
man who first systematically formulated the separate modern rational self,
Descartes, was also the man who first systematically formulated the mechanistic
cosmos for the Copernican revolution. The basic a priori categories and
premises of modern science, with its assumption of an independent external
world that must be investigated by an autonomous human reason, with its
insistence on impersonal mechanistic explanation, with its rejection of
spiritual qualities in the cosmos, its repudiation of any intrinsic meaning
or purpose in nature, its demand for a univocal, literal interpretation
of a world of hard facts--all of these ensure the construction of a disenchanted
and alienating world view. As Hillman has emphasized: "The evidence
we gather in support of a hypothesis and the rhetoric we use to argue it
are already part of the archetypal constellation we are in....The 'objective'
idea we find in the pattern of data is also the 'subjective' idea by means
of which we see the data."
From this perspective, the Cartesian-Kantian philosophical assumptions that
have governed the modern mind, and that have informed and impelled the modern
scientific achievement, reflect the dominance of a powerful archetypal gestalt,
an experiential template that selectively filters and shapes human awareness
in such a manner that reality is perceived to be opaque, literal, objective,
and alien. The Cartesian-Kantian paradigm both expresses and ratifies a
state of consciousness in which experience of the unitive numinous depths
of reality has been systematically extinguished, leaving the world disenchanted
and the human ego isolated. Such a world view is, as it were, a kind of
metaphysical and epistemological box, a hermetically closed system that
reflects the contracted enclosure of the archetypal birth process. It is
the elaborate articulation of a specific archetypal domain within which
human awareness is encompassed and confined as if it existed inside a solipsistic
bubble.
The great irony suggested here of course is that it is just when the modern
mind believes it has most fully purified itself from any anthropomorphic
projections, when it actively construes the world as unconscious, mechanistic,
and impersonal, it is just then that the world is most completely a selective
construct of the human mind. The human mind has abstracted from the whole
all conscious intelligence and purpose and meaning, and claimed these exclusively
for itself, and then projected onto the world a machine. As Rupert Sheldrake
has pointed out, this is the ultimate anthropomorphic projection: a man-made
machine, something not in fact ever found in nature. From this perspective,
it is the modern mind's own impersonal soullessness that has been projected
from within onto the world--or, to be more precise, that has been projectively
elicited from the world.
But it has been the fate and burden of depth psychology, that astonishingly
seminal tradition founded by Freud and Jung, to mediate the modern mind's
access to archetypal forces and realities that reconnect the individual
self with the world, dissolving the dualistic world view. Indeed, in retrospect
it would seem that it had to be depth psychology that would bring
forth awareness of these realities to the modern mind: if the realm of the
archetypal could not be recognized in the philosophy and religion and science
of the high culture, then it had to reemerge from the underworld of the
psyche. As L.L. Whyte has noted, the idea of the unconscious first appeared
and played an increasing role in Western intellectual history almost immediately
from the time of Descartes, beginning its slow ascent to Freud. And when,
at the start of the twentieth century, Freud introduced his work to the
world in The Interpretation of Dreams, he began with that great epigraph
from Virgil which said it all: "If I cannot bend the Gods above, then
I will move the Infernal regions." The compensation was inevitable--if
not above, then from below.
Thus the modern condition begins as a Promethean movement toward human freedom,
toward autonomy from the encompassing matrix of nature, toward individuation
from the collective, yet gradually and ineluctably the Cartesian-Kantian
condition evolves into a Kafka-Beckett-like state of existential isolation
and absurdity--an intolerable double bind leading to a kind of deconstructive
frenzy. And again, the existential double bind closely mirrors the infant's
situation within the birthing mother: having been symbiotically united with
the nourishing womb, growing and developing within that matrix, the beloved
center of an all-comprehending supportive world, yet now alienated from
that world, constricted by that womb, forsaken, crushed, strangled, and
expelled in a state of extreme confusion and anxiety--an inexplicably incoherent
situation of profound traumatic intensity.
Yet full experience of this double bind, of this dialectic between the primordial
unity on the one hand and the birth labor and subject-object dichotomy on
the other, unexpectedly brings forth a third condition: a redemptive reunification
of the individuated self with the universal matrix. Thus the child is born
and embraced by the mother, the liberated hero ascends from the underworld
to return home after his far-flung odyssey. The individual and the universal
are reconciled. The suffering, alienation, and death are now comprehended
as necessary for birth, for the creation of the self: O Felix Culpa.
A situation that was fundamentally unintelligible is now recognized as a
necessary element in a larger context of profound intelligibility. The dialectic
is fulfilled, the alienation redeemed. The rupture from Being is healed.
The world is rediscovered in its primordial enchantment. The autonomous
individual self has been forged and is now reunited with the ground of its
being.
The Evolution of World Views
All of this suggests that another, more sophisticated and comprehensive
epistemological perspective is called for. Although the Cartesian-Kantian
epistemological position has been the dominant paradigm of the modern mind,
it has not been the only one, for at almost precisely the same time that
the Enlightenment reached its philosophical climax in Kant, a radically
different epistemological perspective began to emerge--first visible in
Goethe with his study of natural forms, developed in new directions by Schiller,
Schelling, Hegel, Coleridge, and Emerson, and articulated within the past
century by Rudolf Steiner. Each of these thinkers gave his own distinct
emphasis to the developing perspective, but common to all was a fundamental
conviction that the relation of the human mind to the world was ultimately
not dualistic but participatory.
In essence this alternative conception did not oppose the Kantian epistemology
but rather went beyond it, subsuming it in a larger and subtler understanding
of human knowledge. The new conception fully acknowledged the validity of
Kant's critical insight, that all human knowledge of the world is in some
sense determined by subjective principles; but instead of considering these
principles as belonging ultimately to the separate human subject, and therefore
not grounded in the world independent of human cognition, this participatory
conception held that these subjective principles are in fact an expression
of the world's own being, and that the human mind is ultimately the organ
of the world's own process of self-revelation. In this view, the essential
reality of nature is not separate, self-contained, and complete in itself,
so that the human mind can examine it "objectively" and register
it from without. Rather, nature's unfolding truth emerges only with the
active participation of the human mind. Nature's reality is not merely phenomenal,
nor is it independent and objective; rather, it is something that comes
into being through the very act of human cognition. Nature becomes intelligible
to itself through the human mind.
In this perspective, nature pervades everything, and the human mind in all
its fullness is itself an expression of nature's essential being. And it
is only when the human mind actively brings forth from within itself the
full powers of a disciplined imagination and saturates its empirical observation
with archetypal insight that the deeper reality of the world emerges. A
developed inner life is therefore indispensable for cognition. In its most
profound and authentic expression, the intellectual imagination does not
merely project its ideas into nature from its isolated brain corner. Rather,
from within its own depths the imagination directly contacts the creative
process within nature, realizes that process within itself, and brings nature's
reality to conscious expression. Hence the imaginal intuition is not a subjective
distortion but is rather the human fulfillment of that reality's essential
wholeness, which had been rent asunder by the dualistic perception. The
human imagination is itself part of the world's intrinsic truth; without
it the world is in some sense incomplete. Both major forms of epistemological
dualism--the conventional precritical and the post-Kantian critical conceptions
of human knowledge--are here countered and synthesized. On the one hand,
the human mind does not just produce concepts that "correspond"
to an external reality. Yet on the other hand, neither does it simply "impose"
its own order on the world. Rather, the world's truth realizes itself within
and through the human mind.
This participatory epistemology, developed in different ways by Goethe,
Hegel, Steiner, and others, can be understood not as a regression to naive
participation mystique, but as the dialectical synthesis of the long
evolution from the primordial undifferentiated consciousness through the
dualistic alienation. It incorporates the postmodern understanding of knowledge
and yet goes beyond it. The interpretive and constructive character of human
cognition is fully acknowledged, but the intimate, interpenetrating and
all-permeating relationship of nature to the human being and human mind
allows the Kantian consequence of epistemological alienation to be entirely
overcome. The human spirit does not merely prescribe nature's phenomenal
order; rather, the spirit of nature brings forth its own order through
the human mind when that mind is employing its full complement of faculties--intellectual,
volitional, emotional, sensory, imaginative, aesthetic, epiphanic. In such
knowledge, the human mind "lives into" the creative activity of
nature. Then the world speaks its meaning through human consciousness. Then
human language itself can be recognized as rooted in a deeper reality, as
reflecting the universe's unfolding meaning. Through the human intellect,
in all its personal individuality, contingency, and struggle, the world's
evolving thought-content achieves conscious articulation. Yes, knowledge
of the world is structured by the mind's subjective contribution; but that
contribution is teleologically called forth by the universe for its own
self-revelation. Human thought does not and cannot mirror a ready-made objective
truth in the world; rather, the world's truth achieves its existence when
it comes to birth in the human mind. As the plant at a certain stage brings
forth its blossom, so does the universe bring forth new stages of human
knowledge. And, as Hegel emphasized, the evolution of human knowledge is
the evolution of the world's self-revelation.
Such a perspective suggests of course that the Cartesian-Kantian paradigm,
and thus the epistemologically enforced double bind of modern consciousness,
is not absolute. But if we take this participatory epistemology, and if
we combine it with Grof's discovery of the perinatal sequence and its underlying
archetypal dialectic, then a more surprising conclusion is suggested: namely,
that the Cartesian-Kantian paradigm, and indeed the entire trajectory into
alienation taken by the modern mind, has not been simply an error, an unfortunate
human aberration, a mere manifestation of human blindness, but has rather
reflected a much deeper archetypal process impelled by forces beyond the
merely human. For in this view, the powerful contraction of vision experienced
by the modern mind has itself been an authentic expression of nature's unfolding,
a process enacted through the growingly autonomous human intellect, and
now reaching a highly critical stage of transfiguration. From this perspective,
the dualistic epistemology derived from Kant and the Enlightenment is not
simply the opposite of the participatory epistemology derived from Goethe
and Romanticism, but is rather an important subset of it, a necessary stage
in the evolution of the human mind. And if this is true, several long-standing
philosophical paradoxes may now be cleared up.
I shall focus here on one especially significant area. Much of the most
exciting work in contemporary epistemology has come from philosophy of science,
above all from the work of Popper, Kuhn, and Feyerabend. Yet despite this
work, or rather because of this work, which has revealed in so many ways
the relative and radically interpretive nature of scientific knowledge,
philosophers of science have been left with two notoriously fundamental
dilemmas--one left by Popper, the other by Kuhn and Feyerabend.
With Popper the problem of scientific knowledge left by Hume and Kant was
brilliantly explicated. For Popper, as for the modern mind, man approaches
the world as a stranger--but a stranger who has a thirst for explanation,
and an ability to invent myths, stories, theories, and a willingness to
test these. Sometimes, by luck and hard work and many mistakes, a myth is
found to work. The theory saves the phenomena; it is a lucky guess. And
this is the greatness of science, that through an occasionally fortunate
combination of rigor and inventiveness, a purely human conception can be
found to work in the empirical world, at least temporarily. Yet a gnawing
question remains for Popper: How, in the end, are successful conjectures,
successful myths, possible? How does the human mind ever acquire genuine
knowledge if it's just a matter of projected myths that are tested? Why
do these myths ever work? If the human mind has no access to a priori certain
truth, and if all observations are always already saturated by uncertified
assumptions about the world, how could this mind possibly conceive a genuinely
successful theory? Popper answered this question by saying that, in the
end, it is "luck"--but this answer has never satisfied. For why
should the imagination of a stranger ever be able to conceive merely
from within itself a myth that works so splendidly in the empirical world
that whole civilizations can be built on it (as with Newton)? How can something
come from nothing?
I believe there is only one plausible answer to this riddle, and it is an
answer suggested by the participatory epistemological framework outlined
above: namely, that the bold conjectures and myths that the human mind produces
in its quest for knowledge ultimately come from something far deeper than
a purely human source. They come from the wellspring of nature itself, from
the universal unconscious that is bringing forth through the human mind
and human imagination its own gradually unfolding reality. In this view,
the theory of a Copernicus, a Newton, or an Einstein is not simply due to
the luck of a stranger; rather, it reflects the human mind's radical kinship
with the cosmos. It reflects the human mind's pivotal role as vehicle of
the universe's unfolding meaning. In this view, neither the postmodern skeptic
nor the perennialist philosopher is correct in their shared opinion that
the modern scientific paradigm is ultimately without any cosmic foundation.
For that paradigm is itself part of a larger evolutionary process.
We can now also suggest a resolution to that fundamental problem left by
Kuhn--the problem of explaining why in the history of science one paradigm
is chosen over another if paradigms are ultimately incommensurable, if they
cannot ever be rigorously compared. As Kuhn has pointed out, each paradigm
tends to create its own data and its own way of interpreting those data
in a manner that is so comprehensive and self-validating that scientists
operating within different paradigms seem to exist in altogether different
worlds. Although to a given community of scientific interpreters, one paradigm
seems to be superior to another, there is no way of justifying that superiority
if each paradigm governs and saturates its own data base. Nor does any consensus
exist among scientists concerning a common measure or value--such as conceptual
precision, or coherence, or breadth, or simplicity, or resistance to falsification,
or congruence with theories used in other specialties, or fruitfulness in
new research findings--that could be used as a universal standard of comparison.
Which value is considered most important varies from one scientific era
to another, from one discipline to another, even between individual research
groups. What, then, can explain the progress of scientific knowledge if,
in the end, each paradigm is selectively based on differing modes of interpretation
and different sets of data and different scientific values?
Kuhn has always answered this problem by saying that ultimately the decision
lies with the ongoing scientific community, which provides the final basis
of justification. Yet, as many scientists have complained, this answer seems
to undercut the very foundation of the scientific enterprise, leaving it
to the mercy of sociological and personal factors that subjectively distort
the scientific judgment. And indeed, as Kuhn himself has demonstrated, scientists
generally do not in practice fundamentally question the governing
paradigm or test it against other alternatives, for many reasons--pedagogical,
socioeconomic, cultural, psychological--most of them unconscious. Scientists,
like everyone else, are attached to their beliefs. What, then, ultimately
explains the progression of science from one paradigm to another? Does the
evolution of scientific knowledge have anything to do with "truth,"
or is it a mere artifact of sociology? And more radically, with Paul Feyerabend's
dictum that "anything goes" in the battle of paradigms: If anything
goes, then why ultimately does one thing go rather than another?
Why is any scientific paradigm judged superior? If anything goes, why does
anything go at all?
The answer I am suggesting here is that a paradigm emerges in the history
of science, it is recognized as superior, as true and valid, precisely when
that paradigm resonates with the current archetypal state of the evolving
collective psyche. A paradigm appears to account for more data, and for
more important data, it seems more relevant, more cogent, more attractive,
fundamentally because it has become archetypally appropriate to that culture
or individual at that moment in its evolution. And the dynamics of this
archetypal development appear to be essentially identical to the dynamics
of the perinatal process. Kuhn's description of the ongoing dialectic between
normal science and major paradigm revolutions strikingly parallels the perinatal
dynamics described by Grof: The pursuit of knowledge always takes place
within a given paradigm, within a conceptual matrix--a womb that provides
an intellectually nourishing structure, that fosters growth and increasing
complexity and sophistication--until gradually that structure is experienced
as constricting, a limitation, a prison, producing a tension of irresolvable
contradictions, and finally a crisis is reached. Then some inspired Promethean
genius comes along and is graced with an inner breakthrough to a new vision
that gives the scientific mind a new sense of being cognitively connected--reconnected--to
the world: an intellectual revolution occurs, and a new paradigm is born.
Here we see why such geniuses regularly experience their intellectual breakthrough
as a profound illumination, a revelation of the divine creative principle
itself, as with Newton's exclamation to God, "I think Thy thoughts
after Thee!" For the human mind is following the numinous archetypal
path that is unfolding from within it.
And here we can see why the same paradigm, such as the Aristotelian or the
Newtonian, is perceived as a liberation at one time and then a constriction,
a prison, at another. For the birth of every new paradigm is also
a conception in a new conceptual matrix, which begins the process
of gestation, growth, crisis, and revolution all over again. Each paradigm
is a stage in an unfolding evolutionary sequence, and when that paradigm
has fulfilled its purpose, when it has been developed and exploited to its
fullest extent, then it loses its numinosity, it ceases to be libidinally
charged, it becomes felt as oppressive, limiting, opaque, something to be
overcome--while the new paradigm that is emerging is felt as a liberating
birth into a new, luminously intelligible universe. Thus the ancient symbolically
resonant geocentric universe of Aristotle, Ptolemy, and Dante gradually
loses its numinosity, becomes seen as a problem full of contradictions,
and with Copernicus and Kepler that numinosity is fully transferred to the
heliocentric cosmos. And because the evolution of paradigm shifts is an
archetypal process, rather than merely either a rational-empirical
or a sociological one, this evolution takes place historically both from
within and without, both "subjectively" and "objectively."
As the inner gestalt changes in the cultural mind, new empirical evidence
just happens to appear, pertinent writings from the past suddenly are unearthed,
appropriate epistemological justifications are formulated, supportive sociological
changes coincidentally take place, new technologies become available, the
telescope is invented and just happens to fall into Galileo's hands. As
new psychological predispositions and metaphysical assumptions emerge from
within the collective mind, from within many individual minds simultaneously,
they are matched and encouraged by the synchronistic arrival of new data,
new social contexts, new methodologies, new tools that fulfill the emerging
archetypal gestalt.
And as with the evolution of scientific paradigms, so with all forms of
human thought. The emergence of a new philosophical paradigm, whether that
of Plato or Aquinas, Kant or Heidegger, is never simply the result of improved
logical reasoning from the observed data. Rather, each philosophy, each
metaphysical perspective and epistemology, reflects the emergence of a global
experiential gestalt that informs that philosopher's vision, that governs
his or her reasoning and observations, and that ultimately affects the entire
cultural and sociological context within which the philosopher's vision
is taking form.
For the very possibility of a new world view's appearance rests on the underlying
archetypal dynamic of the larger culture. Thus the Copernican revolution
that emerged during the Renaissance and Reformation perfectly reflected
the archetypal moment of modern humanity's birth out of the ancient-medieval
cosmic-ecclesiastical womb. And at the other end, the twentieth century's
massive and radical breakdown of so many structures--cultural, philosophical,
scientific, religious, moral, artistic, social, economic, political, atomic,
ecological--all this suggests the necessary deconstruction prior to a new
birth. And why is there evident now such a widespread and constantly growing
collective impetus in the Western mind to articulate a holistic and participatory
world view, visible in virtually every field? The collective psyche seems
to be in the grip of a powerful archetypal dynamic in which the long-alienated
modern mind is breaking through, out of the contractions of its birth process,
out of what Blake called its "mind-forg'd manacles," to rediscover
its intimate relationship with nature and the larger cosmos.
And so we can recognize a multiplicity of these archetypal sequences, with
each scientific revolution, each change of world view; yet perhaps we can
also recognize one overall archetypal dialectic in the evolution of human
consciousness that subsumes all of these smaller sequences, one long metatrajectory,
beginning with the primordial participation mystique and, in a sense,
culminating before our eyes. In this light, we can better understand the
great epistemological journey of the Western mind from the birth of philosophy
out of the mythological consciousness in ancient Greece, through the classical,
medieval, and modern eras, to our own postmodern age: the extraordinary
succession of world views, the dramatic sequence of transformations in the
human mind's apprehension of reality, the mysterious evolution of language,
the shifting relationships between universal and particular, transcendent
and immanent, concept and percept, conscious and unconscious, subject and
object, self and world--the constant movement toward differentiation, the
gradual empowerment of the autonomous human intellect, the slow forging
of the subjective self, the accompanying disenchantment of the objective
world, the suppression and withdrawal of the archetypal, the constellating
of the human unconscious, the eventual global alienation, the radical deconstruction,
and finally, perhaps, the emergence of a dialectically integrated, participatory
consciousness reconnected to the universal.
But to do justice to this complex epistemological progression and to the
other great dialectical trajectories of Western intellectual and spiritual
history that have paralleled it--cosmological, psychological, religious,
existential--would require another book altogether. Instead, I would like
to conclude with a brief, very broad overview of this long historical evolution,
a kind of archetypal metanarrative, applying on a large scale the insights
and perspectives that have been set forth in the foregoing discussion.
Bringing It All Back Home
Many generalizations could be made about the history of the Western mind,
but today perhaps the most immediately obvious is that it has been from
start to finish an overwhelmingly masculine phenomenon: Socrates, Plato,
Aristotle, Paul, Augustine, Aquinas, Luther, Copernicus, Galileo, Bacon,
Descartes, Newton, Locke, Hume, Kant, Darwin, Marx, Nietzsche, Freud....The
Western intellectual tradition has been produced and canonized almost entirely
by men, and informed mainly by male perspectives. This masculine dominance
in Western intellectual history has certainly not occurred because women
are any less intelligent than men. But can it be attributed solely
to social restriction? I think not. I believe something more profound is
going on here: something archetypal. The masculinity of the Western mind
has been pervasive and fundamental, in both men and women, affecting every
aspect of Western thought, determining its most basic conception of the
human being and the human role in the world. All the major languages within
which the Western tradition has developed, from Greek and Latin on, have
tended to personify the human species with words that are masculine in gender:
anthropos, homo, l'homme, el hombre, l'uomo, chelovek, der Mensch,
man. As the historical narrative in this book has faithfully reflected,
it has always been "man" this and "man" that--"the
ascent of man," "the dignity of man," "man's relation
to God," "man's place in the cosmos," "man's struggle
with nature," "the great achievement of modern man," and
so forth. The "man" of the Western tradition has been a questing
masculine hero, a Promethean biological and metaphysical rebel who has constantly
sought freedom and progress for himself, and who has thus constantly striven
to differentiate himself from and control the matrix out of which he emerged.
This masculine predisposition in the evolution of the Western mind, though
largely unconscious, has been not only characteristic of that evolution,
but essential to it.
For the evolution of the Western mind has been driven by a heroic impulse
to forge an autonomous rational human self by separating it from the primordial
unity with nature. The fundamental religious, scientific, and philosophical
perspectives of Western culture have all been affected by this decisive
masculinity--beginning four millennia ago with the great patriarchal nomadic
conquests in Greece and the Levant over the ancient matriarchal cultures,
and visible in the West's patriarchal religion from Judaism, its rationalist
philosophy from Greece, its objectivist science from modern Europe. All
of these have served the cause of evolving the autonomous human will and
intellect: the transcendent self, the independent individual ego, the self-determining
human being in its uniqueness, separateness, and freedom. But to do this,
the masculine mind has repressed the feminine. Whether one sees this in
the ancient Greek subjugation and revision of the pre-Hellenic matrifocal
mythologies, in the Judaeo-Christian denial of the Great Mother Goddess,
or in the Enlightenment's exalting of the coolly self-aware rational ego
radically separate from a disenchanted external nature, the evolution of
the Western mind has been founded on the repression of the feminine-- on
the repression of undifferentiated unitary consciousness, of the participation
mystique with nature: a progressive denial of the anima mundi,
of the soul of the world, of the community of being, of the all-pervading,
of mystery and ambiguity, of imagination, emotion, instinct, body, nature,
woman--of all that which the masculine has projectively identified as "other."
But this separation necessarily calls forth a longing for a reunion with
that which has been lost--especially after the masculine heroic quest has
been pressed to its utmost one-sided extreme in the consciousness of the
late modern mind, which in its absolute isolation has appropriated to itself
all conscious intelligence in the universe (man alone is a conscious intelligent
being, the cosmos is blind and mechanistic, God is dead). Then man faces
the existential crisis of being a solitary and mortal conscious ego thrown
into an ultimately meaningless and unknowable universe. And he faces the
psychological and biological crisis of living in a world that has come to
be shaped in such a way that it precisely matches his world view--i.e.,
in a man-made environment that is increasingly mechanistic, atomized, soulless,
and self-destructive. The crisis of modern man is an essentially masculine
crisis, and I believe that its resolution is already now occurring in
the tremendous emergence of the feminine in our culture: visible not only
in the rise of feminism, the growing empowerment of women, and the widespread
opening up to feminine values by both men and women, and not only in the
rapid burgeoning of women's scholarship and gender-sensitive perspectives
in virtually every intellectual discipline, but also in the increasing sense
of unity with the planet and all forms of nature on it, in the increasing
awareness of the ecological and the growing reaction against political and
corporate policies supporting the domination and exploitation of the environment,
in the growing embrace of the human community, in the accelerating collapse
of long-standing political and ideological barriers separating the world's
peoples, in the deepening recognition of the value and necessity of partnership,
pluralism, and the interplay of many perspectives. It is visible also in
the widespread urge to reconnect with the body, the emotions, the unconscious,
the imagination and intuition, in the new concern with the mystery of childbirth
and the dignity of the maternal, in the growing recognition of an immanent
intelligence in nature, in the broad popularity of the Gaia hypothesis.
It can be seen in the increasing appreciation of indigenous and archaic
cultural perspectives such as the Native American, African, and ancient
European, in the new awareness of feminine perspectives of the divine, in
the archaeological recovery of the Goddess tradition and the contemporary
reemergence of Goddess worship, in the rise of Sophianic Judaeo-Christian
theology and the papal declaration of the Assumptio Mariae, in the
widely noted spontaneous upsurge of feminine archetypal phenomena in individual
dreams and psychotherapy. And it is evident as well in the great wave of
interest in the mythological perspective, in esoteric disciplines, in Eastern
mysticism, in shamanism, in archetypal and transpersonal psychology, in
hermeneutics and other non-objectivist epistemologies, in scientific theories
of the holonomic universe, morphogenetic fields, dissipative structures,
chaos theory, systems theory, the ecology of mind, the participatory universe--the
list could go on and on. As Jung prophesied, an epochal shift is taking
place in the contemporary psyche, a reconciliation between the two great
polarities, a union of opposites: a hieros gamos (sacred marriage) between
the long-dominant but now alienated masculine and the long-suppressed but
now ascending feminine.
And this dramatic development is not just a compensation, not just a return
of the repressed, as I believe this has all along been the underlying goal
of Western intellectual and spiritual evolution. For the deepest passion
of the Western mind has been to reunite with the ground of its being.
The driving impulse of the West's masculine consciousness has been its dialectical
quest not only to realize itself, to forge its own autonomy, but also, finally,
to recover its connection with the whole, to come to terms with the great
feminine principle in life: to differentiate itself from but then rediscover
and reunite with the feminine, with the mystery of life, of nature, of soul.
And that reunion can now occur on a new and profoundly different level from
that of the primordial unconscious unity, for the long evolution of human
consciousness has prepared it to be capable at last of embracing the ground
and matrix of its own being freely and consciously. The telos, the inner
direction and goal, of the Western mind has been to reconnect with the cosmos
in a mature participation mystique, to surrender itself freely and consciously
in the embrace of a larger unity that preserves human autonomy while also
transcending human alienation.
But to achieve this reintegration of the repressed feminine, the masculine
must undergo a sacrifice, an ego death. The Western mind must be willing
to open itself to a reality the nature of which could shatter its most established
beliefs about itself and about the world. This is where the real
act of heroism is going to be. A threshold must now be crossed, a threshold
demanding a courageous act of faith, of imagination, of trust in a larger
and more complex reality; a threshold, moreover, demanding an act of unflinching
self-discernment. And this is the great challenge of our time, the evolutionary
imperative for the masculine to see through and overcome its hubris and
one-sidedness, to own its unconscious shadow, to choose to enter into a
fundamentally new relationship of mutuality with the feminine in all its
forms. The feminine then becomes not that which must be controlled, denied,
and exploited, but rather fully acknowledged, respected, and responded to
for itself. It is recognized: not the objectified "other," but
rather source, goal, and immanent presence.
This is the great challenge, yet I believe it is one the Western mind has
been slowly preparing itself to meet for its entire existence. I believe
that the West's restless inner development and incessantly innovative masculine
ordering of reality has been gradually leading, in an immensely long dialectical
movement, toward a reconciliation with the lost feminine unity, toward a
profound and many-leveled marriage of the masculine and feminine, a triumphant
and healing reunion. And I consider that much of the conflict and confusion
of our own era reflects the fact that this evolutionary drama may now be
reaching its climactic stages. For our time is struggling to bring forth
something fundamentally new in human history: We seem to be witnessing,
suffering, the birth labor of a new reality, a new form of human existence,
a "child" that would be the fruit of this great archetypal marriage,
and that would bear within itself all its antecedents in a new form. I therefore
would affirm those indispensable ideals expressed by the supporters of feminist,
ecological, archaic, and other countercultural and multicultural perspectives.
But I would also wish to affirm those who have valued and sustained the
central Western tradition, for I believe that this tradition--the entire
trajectory from the Greek epic poets and Hebrew prophets on, the long intellectual
and spiritual struggle from Socrates and Plato and Paul and Augustine to
Galileo and Descartes and Kant and Freud--that this stupendous Western project
should be seen as a necessary and noble part of a great dialectic, and not
simply rejected as an imperialist-chauvinist plot. Not only has this tradition
achieved that fundamental differentiation and autonomy of the human which
alone could allow the possibility of such a larger synthesis, it has also
painstakingly prepared the way for its own self-transcendence. Moreover,
this tradition possesses resources, left behind and cut off by its own Promethean
advance, that we have scarcely begun to integrate--and that, paradoxically,
only the opening to the feminine will enable us to integrate. Each perspective,
masculine and feminine, is here both affirmed and transcended, recognized
as part of a larger whole; for each polarity requires the other for its
fulfillment. And their synthesis leads to something beyond itself: It brings
an unexpected opening to a larger reality that cannot be grasped before
it arrives, because this new reality is itself a creative act.
But why has the pervasive masculinity of the Western intellectual and spiritual
tradition suddenly become so apparent to us today, while it remained so
invisible to almost every previous generation? I believe this is occurring
only now because, as Hegel suggested, a civilization cannot become conscious
of itself, cannot recognize its own significance, until it is so mature
that it is approaching its own death.
Today we are experiencing something that looks very much like the death
of modern man, indeed that looks very much like the death of Western man.
Perhaps the end of "man" himself is at hand. But man is not a
goal. Man is something that must be overcome--and fulfilled, in the embrace
of the feminine.